UBS BUSINESS SOLUTIONS US LLC

Associate Director, Americas Research C & ORC

A-22237-11869 L-1 2023 Certified

Salary

$92,539

Visa Type

L-1

Job Title

Associate Director, Americas Research C & ORC

Employee's Citizenship

BRAZIL

Graduate School

PONTIFICA UNIVERSIDADE CATOLICA DE SAO PAULO

Case info Company Info HR Info Attorney Position Info Employee Info

Case info

9 fields

Data Publish Year 2023

Case Number A-22237-11869

Case Status Certified

Received Date 2022-10-11

Decision Date 2023-08-24

Refile N

Original File Date -

Previous State Work Force Agency (SWA) Case Number Stete -

Schedule A or a Sheepherder Occupation N

Company Info

14 fields

Employer Name UBS BUSINESS SOLUTIONS US LLC

Employer Address_Line 1 2711 CENTERVILLE ROAD

Employer Address_Line 2 SUITE 400

Employer City WILMINGTON

State -

Employer State/ Province DELAWARE

Employer Country UNITED STATES OF AMERICA

Employer Postal Code 19808

Employer Phone No. 615-332-6481

Employer Phone Extent No. -

Total Number of Employees 20000

Employer Year of Commenced 1862

NAICS Code 523110

Foreign Worker Ownership & Interest N

HR Info

9 fields

Employer Contact Name Sheeba Thomas

Employer Contact Address Line1 600 Washington Blvd

Employer Contact Address Line2 -

Employer Contact City Stamford

Employer Contact State/ Provice CONNECTICUT

Employer Contact Country UNITED STATES OF AMERICA

Employer Contact Post Code 6901

Employer Contact Phone 2037190001

Employer Contact Email sheeba.thomas@ubs.com

Attorney

11 fields

Agent/ Attorney Name Amy R Dalal

Agent/ Attorney Firm Name Ogletree, Deakins, Nash, Smoak Stewart, P.C.

Agent/ Attorney Phone 9197879700

Agent/ Attorney Phone Ext. -

Agent/ Attorney Address Line 1 P.O. Box 31608

Agent/ Attorney Address Line 2 -

Agent/ Attorney City Raleigh

Agent/ Attorney State/ Province NORTH CAROLINA

Agent/ Attorney Country UNITED STATES OF AMERICA

Agent/ Attorney Postal Code 27622

Agent/ Attorney Email amy.dalal@ogletreedeakins.com

Position Info

89 fields

Prevailing Wage Track Number P10021158375554

Prevailing Wage SOC Code 11-9199.02

Prevailing Wage SOC Title Compliance Managers

Prevailing Wage Skill Level Level I

Prevailing Wage 92539

Prevailing Wage Unit of Pay Year

Prevailing Wage Source OES

Prevailing Wage Other Source -

Prevailing Wage Determination Date 2022-02-08

Prevailing Wage Expiration Date 2022-06-30

Wage Offer From 93500

Wage Offer To -

Wage Offer Unit of Pay Year

Workstie Address Line 1 1285 Avenue of the Americas

Worksite Address Line 2 -

Worksite City New York

Worksite State NEW YORK

Worksite Postal Code 10019

Job Title Associate Director, Americas Research C & ORC

Minimum Education Bachelor's

Other Degree/ Diploma -

Major Field of Study Legal Studies

Required Training N

Required Training Month -

Required Field of Training -

Required Experience Y

Required Expreience Months 24

Accept Alternate Field of Study Y

Accept Alternate Major Business Administration, or related field

Alternate Combination of Education/ Experience N

Required Alternate Level of Education -

Other Alternate Level of Education -

Acceptable Years of Experience -

Accept Foreign Educationa Y

Acceptable Alternate Occupation Y

Acceptable Alternate Occupation Month 24

Accept Alternate Job Title Investment Banking Compliance Officer, Legal Intern, or related occupation

Normal Requirements of Job Opportunity Y

Required Foreign Language N

Specific Skills Bachelors degree or foreign equivalent in Legal Studies, Business Administration, or related field and two 2 years of experience in the job offered or as an Investment Banking Compliance Officer, Legal Intern, or related occupation. Position requires experience with the following Control Room functions; Investment Research and broader Investment Bank business activities and key compliance and operational risks; Microsoft Office; FINRA 2241 and 2242; Knowledge of FINRAs regulatory framework; Related laws and regulation, including Global Research Settlement; Communications with the Public, Supervision, and Intellectual Property, along with Brazilian CVMAPIMEC rules relevant to Research; Strong communication skills.

Combination Occupation N

Offered to Applied Foreign Worker Y

ForeignWorker Live on Premises N

Live in Domestic Service Worker N

Employment Contract -

Professional Occupation Y

College/ University Teacher N

Competitive Process -

Basic Recruitment Process -

Teacher Select Date -

Teacher Publish Journal Name -

Additional Recruitment Information -

Job Oder Start Date 2022-06-14

Job Oder End Date 2022-07-14

Sunday Edition Newspaper Y

First Newspaper Name The New York Times

First Advertisement Start Date 2022-06-26

Second Newspaper Name The New York Times

Second Advertisement Type Newspaper

Second Ad Start Date 2022-07-03

Job Fair From Date -

Job Fair to Date -

On Campus Recruiting from Date -

On Campus Recruiting to Date -

Employer Website from Date 2022-06-13

Employer Website to Date 2022-06-27

Pro. Org. Ad from Date -

Pro.Org. Ad to Date -

Job Search Website from Date 2022-06-26

Job Search Website to Date 2022-07-03

Private Employment Firm from Date -

Pricate Employment Firm to Date -

Employee Referral Program from Date -

Employee Referral Program to Date -

Campus Placement from Date -

Campus Placement to Date -

Local Ethnic Newspaper from Date 2022-06-29

Local Ethnic Newspaper to Date 2022-06-29

Radio/TV Ad from Date -

Radio/TV Ad to Date -

Employer Received the Payment N

Payment Details -

Bargaining Representative Notified N/A

Posted Notice at Worksite Y

Layoff in Past Six Months N

US Worker Considered -

Country of Citizenship BRAZIL

Foreign Worker Birth Country BRAZIL

Class of Admission L-1

Employee Info

24 fields

Foreign Worker Education Bachelor's

Foreign Worker Education Other -

Foreign Worker Major LEGAL STUDIES

Year of Compelted Education 2017

Foreign Worker Istitution of Eduation PONTIFICA UNIVERSIDADE CATOLICA DE SAO PAULO

Foreign Worker Education Instution Address Line 1 R. MONTE ALEGRE, 984

Foreign Worker Education Institution Address Line 2 -

Foreign Worker Education Institution City SAO PAULO

Foreign Worker Educatution Institution State SAO PAULO

Foreign Worker Education Institution Country BRAZIL

Foreign Worker Education Training Post Code 05014-901

Foreign Worker Training Completion N/A

Foreign Worker Required Experience N

Foreign Worker Alternate Education and Experience N/A

Foreign Worker Alternate Occupation Experience Y

Foreign Worker Experience with Employer N

Foreign Worker Employer Pay for Education N

Foreign Worker Currently Employed Y

Employer Completed Application N

Preparer Name Amy R Dalal

Preparer Title Attorney

Preparer Email amy.dalal@ogletreedeakins.com

Employer Information Declaration Name Lauren Munfa

Employer Declaration Title MD, IB Compliance Operational Risk Americas